Regulatory & Risk Advisory Services
Teneo provides strategic and commercial regulatory advice to financial services firms, helping them shape, grow and optimize their businesses while navigating an ever-evolving risk and economic environment.
We work with clients across the banking, insurance, asset management, payments, trust and corporate sectors. Our team has significant expertise supporting Boards and management teams in managing crises and regulatory interventions, with the ability to mobilise our capabilities at pace.
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Services
Implementing and Embedding Regulatory Change
Our team of regulatory professionals works with organizations facing regulatory scrutiny, sanctions or those needing critical operational changes to succeed.
We support regulated firms in implementing new regulatory initiatives, including:
- Developing remediation plans;
- Conducting gap analyses;
- Assessing and quantifying a firm’s regulatory exposure;
- Designing implementation or remedial action plans;
- Supporting management with execution.
Conducting Independent Reviews and Managing Risks
Our regulatory experts are appointed by global regulators to undertake skilled person and inspection engagements. These reviews assess the business activities and operating environments of regulated entities, identifying potential compliance issues with specific legislation and/or regulations.
We also support firms in evaluating their risk exposures and responses, including:
- Solvent wind-down planning;
- Addressing climate change risks;
- Enhancing operational resilience.
Assessing Strategic Options and Executing Business Change
We assist firms in shaping, simplifying and optimizing their legal entity, capital and operational structures to achieve transformational change and deliver corporate strategies. We provide regulatory advice on the implications of transactions or new business strategy, such as:
- Entering new markets;
- Releasing new products;
- Designing solutions to mitigate risks.
Enhancing Board and Functional Capabilities
We assess the effectiveness of a firm’s Board or the capabilities of specific functions, helping management design future target operating models. Our team also delivers generic and tailored training to Boards, senior executives and their teams on regulatory issues to enhance their expertise and efficiency.