Forensic Investigations
Teneo offers forensic investigations & financial crime services, specializing in financial forensics, asset tracing, investigation of financial irregularities, risk mitigation, and process remediation.
Teneo offers forensic investigations and financial crime services, specializing in financial forensics, asset tracing, investigation of financial irregularities, risk mitigation, and process remediation.
Dispute Resolution & Forensic Services
Latest Financial Advisory Insights
Teneo Insights Series UK: What is Ahead for the Consumer in 2023?
The UK narrowly avoided recession in 2022, and the most recent forecasts for 2023 suggest a shallower recession than was anticipated last November. Although inflation is forecast to fall, the UK economy still faces a number of challenges, including rising interest rates, wage pressures driven by inflation and a tight… Read More
2023 UK Economic and Consumer Outlook
The UK narrowly avoided recession in 2022, and the most recent forecasts suggest low/stagnant growth, with the UK ultimately avoiding a technical recession that appeared inevitable in November when the country was still reeling from the impact of the previous Government's "mini budget." While inflation is forecast to fall, we… Read More
UK Independent Hospitals: The Next Challenge
The UK private healthcare market has seen a rebound in 2021 and 2022 post-Covid-19, driven in part by a surge in self-pay patients. A record number of people are opting to pay for their treatment privately to avoid long wait times in the NHS and access the quality and expertise… Read MoreServices
Financial forensics
Teneo’s team of seasoned and certified forensic accountants are experts at performing financial forensics when there are financial and accounting irregularities. Our experts can investigate and analyze transactions according to your needs, including:
- investigating the nature and cause of financial accounting irregularities;
- reviewing and assessing large and complex sets of accounting data;
- funds flow tracing and analysis, including intercompany and affiliate transactions; and
- identification of assets and liabilities.
Investigations
Teneo’s team of seasoned forensic accountants and regulatory specialists are expert at conducting investigations into allegations of financial malfeasance including suspected accounting improprieties, Ponzi schemes, asset diversion and/or theft or other financial misdeeds.
Our forensic financial analysts can undertake a detailed review, analysis and audits of complex financial records and transactions, interview stakeholders, coordinate with relevant legal and governmental authorities, assist in remediating identified deficiencies, and develop and evaluate causes of actions against parties to recover value.
Asset Tracing
Teneo professionals are experienced in:
- identifying and securing assets before conducting tracing work;
- reviewing internal financial records and records from third parties (often using technology to increase time and cost efficiency);
- identifying missing assets;
- interviewing relevant stakeholders; and
- developing and evaluating causes of actions.
Accounting irregularities and malfeasance
Teneo’s team of seasoned professionals are experts in reviewing and analyzing accounting irregularities and malfeasance including reviewing internal and external financial statements internal management reports, evaluating unexplained changes in the business and its performance, and developing and evaluating causes of actions.
Risk mitigation reviews
A robust internal controls framework which deters, prevents and identifies fraud is the most effective and cost-efficient tool to prevent losses through Fraud risk prevention. Our experienced team are experts in reviewing clients’ internal controls and processes to identify potential risks and provide recommendations as to potential z.
Remediation of processes
In situations where there has been a breakdown in your internal controls (whether or not this has led to a loss), our team is experienced in identifying what happened, identifying causes of the breakdown (who or what allowed it to happen), identifying what remediation actions may be available to minimize the impact of the breach, and proposing changes to the ongoing operation of controls to minimize the prospects of repeat breakdowns.
Key Contacts
Regulatory Information
Teneo refers to Teneo Holdings LLC and its subsidiaries and affiliates worldwide. Securities products and services are offered in the United States by Teneo Securities LLC, member of FINRA and SIPC.
Details of the entity providing services, legal and regulatory information in respect of the Teneo entity are also included in our engagement letters.
Teneo Financial Advisory (DIFC) Limited is authorised and regulated by the Dubai Financial Services Authority for the provision of Advising on Financial Products or Credit and Arranging Credit or Deals in Investment services
Please see Terms of Use for full legal notices and further information.
Specific information relating to our regulated entities which provide services to clients is detailed below:
| Registered Name | Legal Form | Registration Location and Reference | Registered Office | Data Protection | Regulator(s) | Professional Indemnity Insurance |
| Teneo Financial Advisory Limited | Limited Company | England & Wales, 13192958 | 5th Floor, 6 More London Place, London, SE1 2DA | UK - ZA920639 | The Institute of Chartered Accountants in England and Wales (“ICAEW”) C008873136. All insolvency practitioners are licenced by the ICAEW. ICAEW Designated Professional Body licence for a range of investment business activities. | Details of the professional indemnity insurer can be provided on request. |
| Teneo Securities LLC | Limited Liability Company | USA - Delaware | 280 Park Avenue, 4th Floor, New York, NY 10017 | N/A | Financial Industry Regulatory Authority (FINRA) #151256. Securities and Exchange Commission (SEC). | Details of the professional indemnity insurer can be provided on request. |
Teneo Securities LLC’s Business Continuity Planning
Teneo Securities LLC has developed a Business Continuity Plan (“BCP”) on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our BCP.
The Firm has developed and installed a BCP in the case of any business disruption that causes the Firm to have limited or no communications with its employees or customers. Our plan anticipates two types of business disruptions, internal disruptions which affect only our Firm’s ability to do business (such as a fire in our building) and external disruptions that prevent the operation of securities markets or other firms (such as natural disasters or acts of war).
The Firm intends to stay in business during both internal and external disruptions due to the fact that the Firm employees can conduct Firm related business from alternate off-site physical locations and the Firm maintains an alternate location for the maintenance of its books and records. We anticipate that the Firm will recover from internal business disruptions within 24-48 hours. An outage due to an external business disruption may be longer and is beyond the control of the Firm. However, the Firm will endeavor to resume business as soon as it is possible for the Firm to establish business operations from alternate off-site physical locations.
The Firm’s BCP specifically addresses the following areas related to Firm operations:
- Data back-up and recovery (hard copy and electronic);
- All mission critical systems;
- Procedures to test and determine the Firm’s ability to do business (i.e., financial and operational assessments);
- Alternate communications between customers and the Firm;
- Alternate communications between the Firm and its employees;
- Alternate physical location of employees;
- Critical business constituent, bank, and counter-party impact;
- Regulatory reporting; and
- Communications with regulators.
If you have questions about our business continuity planning, you can contact us (212) 886-1600.
